Financial Services Authority (FSA.GOV.UK)

The FSA is an independent organization responsible for regulating financial services in the UK. It is a statutory body set up under the Financial Services and Markets Act 2000. The FSA regulates most financial services markets, exchanges and firms. It sets the standards that they must meet and can take action against firms if they fail to meet the required standards.

The Financial Services Authority (FSA) publishes a risk management framework known as ARROW. ARROW stands for the Advanced, Risk-Responsive Operating FrameWork and covers all firm-specific, thematic and internal risks.

Using ARROW, Compliance Spectrum is able to map all related EU and UK specific financial regulations such as MIFID and Basel 2.

Compliance Spectrum’s Spectra automates key processes across the IT compliance life cycle.

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